Legislature(2001 - 2002)

03/04/2002 01:35 PM Senate HES

Audio Topic
* first hearing in first committee of referral
+ teleconferenced
= bill was previously heard/scheduled
                 SB 342-LONG TERM CARE OMBUDSMAN                                                                            
                                                                                                                                
MR. JERRY  BURNETT,  staff to Senator  Green,  sponsor of SB  342,                                                              
explained that SB  342 clarifies the duties of the  long term care                                                              
ombudsman  and increases  some statutory  authority.  He gave  the                                                              
following testimony.                                                                                                            
                                                                                                                                
     Each  state  is  required  to  have  a  long  term  care                                                                   
     ombudsman under the Older Americans  Act (OAA). Alaska's                                                                   
     long  term care  ombudsman is  located  in the  [Alaska]                                                                   
     Mental  Health Trust  Authority  and  recently the  long                                                                   
     term  care  ombudsman resigned,  citing  as  one of  the                                                                   
     reasons for  his resignation, frustration  with Alaska's                                                                   
     statutes.   Discussion  with the  executive director  of                                                                   
     the Alaska Mental  Health Trust led to the  filing of SB
     342,  which  brings Alaska  statutes  in line  with  the                                                                   
     federal law.                                                                                                               
                                                                                                                                
     Specifically,  SB   342  directs  the  long   term  care                                                                   
     ombudsman  to  visit  long   term  care  facilities  and                                                                   
     identify  problems,   rather  than  assuming   the  more                                                                   
     passive  role  of  only  responding  to  complaints.  It                                                                   
     provides  that  no  long term  care  facility  may  deny                                                                   
     immediate access  to an employee  or volunteer  from the                                                                   
     long term  care ombudsman's office who is  responding to                                                                   
     a complaint  and it gives  the long term care  ombudsman                                                                   
     an  active role  in developing  and providing  technical                                                                   
     support to volunteer organizations  which are interested                                                                   
     in  the health,  safety,  welfare  and rights  of  older                                                                   
     Alaskans.                                                                                                                  
                                                                                                                                
CHAIRWOMAN GREEN asked Mr. Burnett  to address the question of why                                                              
this issue is being revisited.                                                                                                  
                                                                                                                                
MR. BURNETT  said, according to  the executive director  of AMHTA,                                                              
state statutes  have not been  brought up to  date and are  not in                                                              
compliance with federal law so there  are tasks the long term care                                                              
ombudsman should be directed to do which he or she is not.                                                                      
                                                                                                                                
SENATOR LEMAN asked  if the subsections in Section  3 will respond                                                              
to changes in federal law.                                                                                                      
                                                                                                                                
MR. BURNETT  said he is not  sure whether they respond  to changes                                                              
in federal  law  or to the  existing federal  law.   He noted  the                                                              
development of  the volunteer  organizations and family  councils,                                                              
etcetera, is specified.                                                                                                         
                                                                                                                                
CHAIRWOMAN  GREEN  said  that  sounds  like an  iteration  of  the                                                              
federal statute.                                                                                                                
                                                                                                                                
MR. BURNETT  added that  the long  term care  ombudsman is  funded                                                              
with a combination  of state and federal money.   This bill should                                                              
not affect those funds.                                                                                                         
                                                                                                                                
SENATOR  LEMAN   referred  to  subsection   (f)  and   asked  what                                                              
"technical support" means in this context.                                                                                      
                                                                                                                                
MR. JEFF JESSEE,  Executive Director of the AMHTA,  explained that                                                              
a  little  over  a year  ago,  the  AMHTA  took over  the  job  of                                                              
overseeing the  office of  the long term  care ombudsman.   During                                                              
that  process he  reviewed the  framework under  which the  office                                                              
operated  and identified  discrepancies  between  the federal  and                                                              
state laws.   Section 3 of SB  295 contains a number  of functions                                                              
the long  term care ombudsman should  be undertaking that  are not                                                              
required  in  state law.  The  formation  of resident  and  family                                                              
councils  will assist  folks who  either  live in  or have  family                                                              
members in  long term  care facilities  to organize themselves  so                                                              
they aren't  dependent on  the long term  care ombudsman  or other                                                              
individuals.   Those councils  will carry out  a number  of roles,                                                              
all  of them  of  an  oversight nature,  but  they  are also  very                                                              
valuable  in providing  activities  or other  support services  to                                                              
residents and family members to enable  them to work toward common                                                              
goals.   Recently,  the long  term  care ombudsman  who was  hired                                                              
after the  office came under  the purview  of the AMHTA,  left the                                                              
position.    One reason  he  cited  for  his resignation  was  the                                                              
difficulty  he  encountered  when  looking  at  reinstituting  the                                                              
volunteer  program.   When  the original  OAA  was  passed over  a                                                              
decade ago, the volunteer ombudsman  component was part and parcel                                                              
of what Congress  had in mind.   Congress wanted to  avoid another                                                              
huge bureaucracy that  relied only upon paid employees  to provide                                                              
the critical functions of providing  assistance to people who live                                                              
in  long term  care  facilities.   A  volunteer  program has  been                                                              
instituted  in every  state  and  the OAA  sets  out clearly  that                                                              
volunteers are a critical part of the program.                                                                                  
                                                                                                                                
MR. JESSEE said that volunteers undergo  training and testing, and                                                              
are  certified  and  supervised.   He  informed  members  that  he                                                              
provided copies of  manuals used to train volunteers  to committee                                                              
members. That manual  is quite comprehensive and is  being used as                                                              
a model around  the nation. It includes education  and training in                                                              
ethics, the  role of the long  term care ombudsman,  the statutory                                                              
framework,   the   aging   process,  long   term   care   facility                                                              
regulations,  etcetera.  The  AMHTA  believes  volunteers  are  an                                                              
important part  of the program,  particularly in Alaska.  If state                                                              
employees  were hired to  do this  work, the  office would  have a                                                              
huge  staff. He  acknowledged there  is an  ongoing dispute  among                                                              
some  assisted living  home providers  as to  whether the  current                                                              
statutes allow volunteers to have  access to their homes. One home                                                              
provider actually got a legal opinion  that said the home owner is                                                              
not required to allow volunteers  to enter her facility. The AMHTA                                                              
hopes  this  legislation  will clarify  that  matter  and  prevent                                                              
litigation. He offered to answer questions.                                                                                     
                                                                                                                                
SENATOR LEMAN  asked Mr. Jessee if  "technical support" is  a term                                                              
of art  that means other  than financial  support and asked  if it                                                              
comes from the federal bill.                                                                                                    
                                                                                                                                
MR. JESSEE  affirmed  that term refers  to information  on  how to                                                              
organize those  groups, their  structure, regulations  and patient                                                              
rights.                                                                                                                         
                                                                                                                                
CHAIRWOMAN GREEN  said she has  heard several concerns  expressed,                                                              
the first  being about confidentiality  that is referenced  on the                                                              
bottom of page 1 of the bill. She  asked him to provide an example                                                              
of how that will work.                                                                                                          
                                                                                                                                
MR. JESSEE said  he will describe what it does not  mean.  It does                                                              
not mean  that the  ombudsman or  employees or  volunteers  in the                                                              
office  are   able  to  share  confidential   information  without                                                              
complying with the confidentiality  requirements that apply to the                                                              
office. It does mean there is a responsibility  on the part of the                                                              
office   to  provide   information   to  public   agencies   about                                                              
individuals  who  reside in  long  term care  facilities.  Without                                                              
giving individual  information, the  ombudsman is responsible  for                                                              
bringing systemic issues to entities  such as the legislature, the                                                              
Older Alaskans Commission  and other public agencies  that need to                                                              
be aware of the  problems of older Alaskans who live  in long term                                                              
care facilities.                                                                                                                
                                                                                                                                
CHAIRWOMAN GREEN  asked if this  information will be  dispensed to                                                              
every agency in the state.                                                                                                      
                                                                                                                                
MR. JESSEE  said  it does not  and, in  fact, the  long term  care                                                              
ombudsman's office  is prohibited from  doing so by  AS 47.62.030.                                                              
AS  47.62.025(b)  specifically  requires   consent  of  the  older                                                              
Alaskans or  their legal guardians  or, if unable to  consent with                                                              
no  legal guardian,  a  court order  is  required  to get  medical                                                              
records.                                                                                                                        
                                                                                                                                
CHAIRWOMAN GREEN said the other area  she has heard concerns about                                                              
is  at the  end  of the  bill  that says  a  person  may not  deny                                                              
immediate  access to  a long  term care  facility or  to an  older                                                              
Alaskan  by  the  ombudsman,  an  employee,  volunteer,  or  other                                                              
representative  of  the  office.   She  noted  it  is  the  "other                                                              
representative  of the  office"  that is  cause  for concern.  She                                                              
asked who would fall under that category.                                                                                       
                                                                                                                                
MR. JESSEE said he cannot provide  a specific example at this time                                                              
but he said that state and federal  laws already require access to                                                              
any  ombudsman, employee,  volunteer  or other  representative  to                                                              
investigate a  complaint. They must  have completed  the training;                                                              
they must be certified; and they  must be supervised. He suggested                                                              
that it might be an intern who has completed the training.                                                                      
                                                                                                                                
CHAIRWOMAN GREEN indicated  that she thought it might  be a higher                                                              
level investigator or inspector.                                                                                                
                                                                                                                                
MR. JESSEE said it could conceivably be a contractor.                                                                           
                                                                                                                                
CHAIRWOMAN GREEN said  the bigger issue is that  these people must                                                              
be trained, certified, and supervised.                                                                                          
                                                                                                                                
MR. JESSEE  said that is correct.   He commented that he  is aware                                                              
of concerns about how the volunteer  program operated in the past.                                                              
He  assured  her  that  the AMHTA  will  work  with  the  provider                                                              
community  to ensure  that the  volunteer program  operates as  it                                                              
should. If  providers feel  at any  time that  the program  is not                                                              
operating  in a proper  manner, he  encourages  them to hold  that                                                              
office and the AMHTA accountable for those shortcomings.                                                                        
                                                                                                                                
CHAIRWOMAN GREEN asked Mr. Jessee  if the AMHTA will be doing some                                                              
training or  transitioning with the  providers when  the volunteer                                                              
program is reinstituted.                                                                                                        
                                                                                                                                
MR. JESSEE  said he has already  opened dialog with  the providers                                                              
and will continue to so that they  are brought into the process of                                                              
developing the volunteer program.                                                                                               
                                                                                                                                
CHAIRWOMAN  GREEN announced  that she  would hold  the bill  until                                                              
Wednesday.                                                                                                                      
                                                                                                                                
MS.  LARRAINE  DERR,  Alaska  State   Hospital  and  Nursing  Home                                                              
Association, informed  members that SB  342 causes long  term care                                                              
facilities great  concern.   Alaska has had  three long  term care                                                              
ombudsmen in the last three years.   The changeover was due to the                                                              
fact that the ombudsmen were unable  to handle the job duties they                                                              
had: SB 342  adds more responsibilities  to the job. She  said the                                                              
Association  is  comfortable  with   the  ombudsman's  ability  to                                                              
investigate and resolve problems,  but is concerned about what the                                                              
word "identify"  means.   Providers are  also concerned  about the                                                              
word "immediate"  in  relation to  access and  would like to  know                                                              
that that  means. She  questioned whether  anyone associated  with                                                              
the ombudsman's office  can come to the door and  demand immediate                                                              
access. She  said the  bill has a  "big brother"  feel to  it. She                                                              
asked for more time to poll her membership and review the bill.                                                                 
                                                                                                                                
CHAIRWOMAN  GREEN said more  time will  be provided and  announced                                                              
that the committee would take up SB 230.                                                                                        

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